Welcome to DALBAR's Self Study Training Programs:

The demise of the DoL Fiduciary Rule creates an opportunity for the best advisors to stand out from the crowd by adopting the best practices and deliver exceptional value to clients!







Rollover Self-Study

Course Outline:

  • Introduction and Preface
  • Smart Ways to Access Rollovers
  • Smart Rollover Practices
  • Smart Pricing
  • Managing Exposures

Compliance Training

  • Self Study for Compliance Officers


401(k) Training

Course Outline:

  • Introduction and Preface
  • Standards of Care
  • What RF™ Means to the RF™ and Clients
  • Regulatory Environment
  • RF™ Business Models and Pricing
  • RF™ Quality Service
  • Managing Fiduciary Risk with RF™
  • Process of Transitioning to RF™

Wealth Management Training

Course Outline:

  • Introduction and Preface
  • Standards of Care
  • What RF™ Means to the RF™ and Clients
  • Regulatory Environment
  • RF™ Business Models and Pricing
  • RF™ Quality Service
  • Managing Fiduciary Risk with RF™
  • Process of Transitioning to RF™