Welcome to DALBAR's Self Study Training Programs:

In response to heightened interest in a Superior Standard of Care, DALBAR has made its online training available for Advisors, Fiduciaries and Compliance Officers.


Fiduciary Rule Training is a MUST while you wait for the final resolution. Find out why in this article Fiduciary Rule Enforcement by No Enforcement.






Rollover Self-Study

Course Outline:

  • Introduction and Preface
  • Smart Ways to Access Rollovers
  • Smart Rollover Practices
  • Smart Pricing
  • Managing Exposures

Best Interest Contract Survival Guide

Course Outline:

  • Introduction and Preface
  • Becoming Fiduciary
  • Effects of BIC II Regulations
  • Discovery Solutions & Recommendations
  • Compensation Compliance
  • Pre-Existing Accounts
  • Rollover Recommendations


401(k) Training

Course Outline:

  • Introduction and Preface
  • Standards of Care
  • What RF™ Means to the RF™ and Clients
  • Regulatory Environment
  • RF™ Business Models and Pricing
  • RF™ Quality Service
  • Managing Fiduciary Risk with RF™
  • Process of Transitioning to RF™

Wealth Management Training

Course Outline:

  • Introduction and Preface
  • Standards of Care
  • What RF™ Means to the RF™ and Clients
  • Regulatory Environment
  • RF™ Business Models and Pricing
  • RF™ Quality Service
  • Managing Fiduciary Risk with RF™
  • Process of Transitioning to RF™


Compliance Training

  • Self Study for Compliance Officers